Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, August 9, 2014

Court Awards SEC Judgments Of Almost $70 Million Against Defendants


Going Public LawyerSecurities Law Blog On August 9, 2014, the SEC announced that the U.S. District Court for the Eastern District of Tennessee issued final SEC judgments against AIC, Inc., Community Bankers Securities, LLC, and Nicholas D. Skaltsounis and Relief Defendants Allied Beacon Partners, Inc. (f/k/a Waterford Investor Services, Inc.), Advent Securities, Inc., and CL Wealth Management, LLC (f/k/a Allied Beacon Wealth... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/sec-judgments-of-almost-70-million/

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