Sunday, July 27, 2014
What Disclosure Is Really Required of Stock Promoters?
Going Public LawyerSecurities Lawyer 101 Blog We are often contacted by investors, stock promoters and investor relations firms after the SEC or DOJ brings an action against stock promoters. We are asked a myriad of questions about the disclosures that must be provided in promotional websites, emails and other investor relations materials. Section 17(b) of the Securities Act of 1933, as... Read MoreGoing Public Lawyer