Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, July 5, 2014

The Laws That Apply to a Direct Public Offering


Direct Public Offering Blog Series An issuer conducting a registered direct public offering is subject to three federal securities laws, each with its own unique requirements.  These are the Securities Act of 1933 (the “Securities Act”), the Se...
http://www.securitieslawyer101.com/direct-public-offering-laws/

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