Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, July 1, 2014

SEC Seeks to Reduce Gobbly Gook Disclosures By: Securities Lawyers 101

Going Public Lawyer Securities Lawyer 101 Blog This month, the Securities and Exchange Commission (the “SEC”) provided guidance related to the enhanced mutual fund disclosure amendments it adopted in 2009. The SEC’s guidance is based on comments the staff of the Division of Investment Management provided to a number of funds and their securities lawyers.  The SEC guidance is intended to focus funds on certain form... Read More Going Public Lawyer

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