Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, July 31, 2014

SEC Charges CEO & CFO with Sarbanes Oxley Violations

Going Public LawyerSecurities Lawyer 101 Blog On July 31, 2014, the Securities and Exchange Commission(the SEC ) announced charges against Marc Sherman, the CEO and Edward Cummings, the CFO of a Florida-based computer equipment company for misrepresenting to external auditors and the investing public the state of its internal controls over financial reporting. The Sarbanes Oxley Act of 2002 requires a management’s report... Read MoreGoing Public Lawyer

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