Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, July 1, 2014

SEC Announces Tick Size Plan


Going Public Lawyer Securities Law Blog On June 25, 2014, the Securities and Exchange Commission (the “SEC”) announced its tick size plan whereby it ordered that the national securities exchanges and the Financial Industry Regulatory Authority (“FINRA”) to act jointly to develop and file with the Commission a national market system plan. The plan will seek to implement a targeted 12 month pilot... Read More Going Public Lawyer
http://www.securitieslawyer101.com/tick-size/

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