Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, July 20, 2014

Related Person SEC Disclosures

Going Public Lawyer Securities Lawyer 101 Blog The Securities and Exchange Commission (the “SEC”) disclosure requirements for transactions with certain Related Persons are designed to provide shareholders with a clear and complete picture of key financial relationships impacting public companies. Items 404(a) of Regulations S-K and S-B set out the SEC s disclosure rules for these Related Person transactions. This blog post addresses the... Read More Going Public Lawyer

#goingpublic #BrendaHamilton #SEC #relatedperson #disclosures #securitieslawyer

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