Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, July 28, 2014

Former Officer of Harbinder to Settle Charges In Hedge Fund Scheme

Going Public LawyerSecurities Lawyer 101 Blog On July 28, 2014, the Securities and Exchange Commission (the “SEC”) announced that the former chief operating officer at Harbinger Capital Partners LLC agreed to settle charges that he assisted a scheme by Philip Falcone to misappropriate millions of dollars from the hedge fund.  According to the SEC, the funds were used to pay Falcone’s personal... Read MoreGoing Public Lawyer

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