Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, June 28, 2014

SEC Seeks to Reduce Gobbly Gook Disclosures in Form N-1A


Securities Lawyer 101 Blog This month, the Securities and Exchange Commission (the “SEC”) provided guidance related to the enhanced mutual fund disclosure amendments it adopted in 2009. The SEC’s guidance is based on comments the staff of ...
http://www.securitieslawyer101.com/form-n-1a/

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