Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, June 23, 2014

SEC Extends DTC Proposal Period By: Brenda Hamilton


Securities Lawyer 101 Blog On December 5, 2013, The Depository Trust Company (“DTC”) submitted proposals to change SR-DTC-2013-11 (“Proposed Rules”) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and...
http://www.securitieslawyer101.com/dtc-proposal/

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