Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, June 1, 2014

SEC Charges Transfer Agent, IST Shareholder Services By: Brenda Hamilton Attorney


Securities Lawyer Blog Direct Public Offering Going Public Lawyer Going Public Attorney Securities AttorneySecurities Lawyer 101 Blog On May 28, 2014, the SEC announced fraud charges and an emergency asset freeze against IST Shareholder Services, a transfer agent and its owner, Robert Pearson whose misappropriation scheme was discovered during an SEC examination.  Transfer agents are the record keepers for publicly traded companies to maintain records of share ownership and records.   Transfer agents can... Read MoreSecurities Lawyer Blog Direct Public Offering Going Public Lawyer Going Public Attorney Securities Attorney
http://www.securitieslawyer101.com/ist-shareholder-services/

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