Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, June 20, 2014

Rule 15c2-11 Disclosure Requirements l Going Public Attorney l Securities Lawyer 101


Posted by Securities Lawyer 101 - Going Public Attorneys Rule 15c2-11 under the Securities and Exchange Act of 1934 (Exchange Act) governs the submission and publication of quotations by brokers and dealers for OTC equity securities. Specifically, t...
http://www.securitieslawyer101.com/going-public-attorney/

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