Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, June 15, 2014

How the Rule 506 Bad Actor Rules Impact Stock Promoters


Securities Lawyer 101 Blog The bad actor rules adopted by the Securities and Exchange Commission ("SEC") for Rule 506 offerings create disclosure obligations for issuers using the services of stock promoters with triggering events often present in r...
http://www.securitieslawyer101.com/stock-promoters/

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