Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, May 2, 2014

FINRA Addresses Market Maker Payments For Form 211

Securites Lawyer Blog Posted by Brenda Hamilton, Attorney On March 13, 214, the Financial Industry Regulatory Authority ("FINRA") filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change that will impact Form...
http://www.securitieslawyer101.com/form-211/

No comments:

Post a Comment