Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, April 1, 2014

SEC Director Keith Higgins Addresses Rule 506 (c)

Securities Lawyer 101 Blog On March 28, 2014, Keith Higgins, the Director of the SEC’s Division of Corporation Finance, delivered a speech at the closing session of the 2014 Angel Capital Association Summit.  One focus of the speech was the elimination of the prohibition against general solicitation and investor verification procedures in Rule 506(c) offerings. Angel Investors have historically made their... Read More

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