Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, April 9, 2014

Beware of False Claims of SEC Registration Statements l Securities Lawyer 101

Securities Lawyer 101 Blog The SEC issued a recent investor alert  to warn the public about potentially fraudulent investment schemes that involve individuals or firms misrepresenting that they have filed registration statements with the SEC. Investors should be careful to check the background, including license and registration statement status, of any person who tries to sell them an investment product... Read More

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