Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, March 7, 2014

The Intrastate Exemption l Section 3(a)(11)

 Securities Lawyer 101 Blog  Section 3(a)(11) of the Securities Act is generally known as the intrastate offering exemption.   The exemption is sometimes used by small issuers in going public transactions prior to filing a registration statement on Form S-1. The intrastate exemption facilitates the financing of local business operations if certain requirements are met. To qualify for the intrastate offering exemption,... Read More

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