Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, March 7, 2014

The Accredited Investor Exemption l Section 4(a)(5)

Securities Lawyer 101 Blog Offers and sales of securities must be either registered with the Securities and  Exchange Commission (the SEC ) or be exempt from registration. Section 4(a)(5) of the Securities Act of 1933, as amended exempts from the registration statement requirements offers and sales of securities to accredited investors when the total offering price is less than $5 million.... Read More

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