Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, March 7, 2014

Reporting Obligations After Effectiveness of Form S-1

Once the SEC staff declares your company s Securities Act registration statement effective, the company becomes subject to Exchange Act reporting requirements. These rules require your company to file annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K with the SEC on an ongoing basis. If your company qualifies as a “smaller reporting company”... Read More
http://www.securitieslawyer101.com/form-s-1-reports/

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