Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, March 4, 2014

Providing FINRA Notice Q & A

Securities Lawyer 101 Blog Rule 10b-17 of the Securities Exchange Act of 1934 ( Exchange Act ), requires issuers to provide FINRA with notice 10 days prior to the record date of a dividend or other distribution in cash or in kind. This blog post addresses the most common questions we receive about providing FINRA with notice of dividends pursuant to Rule 6490.... Read More
http://www.securitieslawyer101.com/dividends/

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