Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, March 6, 2014

OTC Markets Reporting l Securities Lawyer 101

Securities Lawyer 101 BlogPreview Changes Unlike securities listed on stock exchanges such as NASDAQ or the NYSE, securities may trade through the OTCMarkets interdealer quotation system whether they are Securities and Exchange Commission ( SEC ) reporting issuer or not. The Three OTCMarkets Reporting Tiers There are three reporting standards for companies quoted by OTCMarkets which vary depending upon the level of disclosure... Read More

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