Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, March 3, 2014

Custodianship Shells l Dead Stock Walking

Securities Lawyer 101 Blog Last month, the Securities and Exchange Commission (the SEC ) announced the latest actions in its microcap fraud-fighting initiative known as Operation Shell-Expel, suspending trading in 255 dormant shell companies ripe for abuse in the over-the-counter market.  The SEC suspended the issuers to prevent corporate hijackings.  In the last two years, the SEC has suspended more than 2000... Read More

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