Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, August 28, 2013

SEC Obtains Judgment Against Rule 504 Offering Participant

On August 15, 2013, the SEC obtained a summary judgment against Jonathan C. Gilchrist for violation of the antifraud and registration provisions of the federal securities laws. On August 16, 2013, the court entered a final judgment imposing monetary and other Continue reading

http://www.securitieslawyer101.com/504/

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