Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, February 17, 2013

The OTC Markets “Face to Face” Legal opinion Requirement

The OTC Markets Group operates an electronic inter-dealer quotation system for broker-dealers to trade securities not listed on a national securities exchange such as NASDQ, NYSE or AMEX. The OTC Markets Group categorizes issuers into tiers depending upon the amount

http://www.securitieslawyer101.com/the-otc-markets-face-to-face-legal-opinion-requirement/

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