Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, February 18, 2013

SEC Charges NY Brokerage Firm with Fraud

/Brenda Hamilton securitieslawyer101.com Hamilton & Associates, FL. The Securities and Exchange Commission today announced fraud charges against a New York-based brokerage firm and two brokers who allegedly used misleading sales tactics to steer investors toward risky investments in a purported clean energy company so the firm could earn lucrative commissions.

http://www.sec.gov/news/press/2013/2013-23.htm

No comments:

Post a Comment