Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, February 19, 2013

FINRA Fines 5 ING Firms $1.2 Million

/Brenda Hamilton securitieslawyer101.com Hamilton & Associates, FL. The Financial Industry Regulatory Authority (FINRA) announced today that it has fined five affiliates of ING $1.2 million for failing to retain or review millions of emails for periods ranging from two months to more than six years.

http://www.onlywire.com/r/118791202

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