Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, July 20, 2017

Default Judgement on Yu-Cheng Lin Insider Trading Charges


On June 19, 2017, the Securities and Exchange Commission ("SEC") has obtained a default judgment against foreign defendant, Yu-Cheng Lin, charged with insider trading that orders him to pay approximately $7.3 million. The court's final judgment, e...
https://www.securitieslawyer101.com/?p=36876

Wednesday, July 19, 2017

Steven Labriola Receives Final Judgement


On July 14, 2017, the Securities and Exchange Commission ("SEC") announced that it has obtained a final judgment in a fraud case against Steven Labriola, the international sales director of a pyramid scheme targeting Latino communities. The fin...
https://www.securitieslawyer101.com/?p=36872

Tuesday, July 18, 2017

Final Judgements Entered Against LocatePlus Holdings Officers


On June 27, 2017, the Honorable Douglas P. Woodlock of the U.S. District Court for the District of Massachusetts entered final judgments against the former CEO and CFO of LocatePlus Holdings Corp, a Massachusetts-based information technology compan...
https://www.securitieslawyer101.com/?p=36869

Monday, July 17, 2017

SEC Announces Fraud Charges Against Diana Lovera


On July 14, 2017, the Securities and Exchange Commission ("SEC") announced fraud charges against Diana Lovera, the former Chief Operating Officer of a Florida-based penny stock company that falsely claimed to be "the largest publicly traded diversi...
https://www.securitieslawyer101.com/?p=36865

Sunday, July 16, 2017

Judgement Entered Against James Trolice


On June 13, 2017, the Honorable William J. Martini of the United States District Court for the District of New Jersey entered a judgment against defendant James Trolice that imposed permanent injunctions and an officer and director bar. The SEC's ...
https://www.securitieslawyer101.com/?p=36862

Saturday, July 15, 2017

SEC Announces Fraud Charges Against Victory Ho


On July 12, 2017, the Securities and Exchange Commission ("SEC") announced fraud charges against Victory Ho for insider trading in the securities of The Shaw Group, Inc. (Shaw), a Louisiana-based energy construction company, ahead of a public annou...
https://www.securitieslawyer101.com/?p=36859

Friday, July 14, 2017

Charles Banks Charged With Fraud


On July 13, 2017, the Securities and Exchange Commission ("SEC") announced that it has obtained a judgment and industry bar against Charles Banks, an Atlanta-based investment adviser, charged with defrauding a former professional basketball playe...
https://www.securitieslawyer101.com/?p=36855

Thursday, July 13, 2017

Fei Yan Faces Insider Trader Charges


On July 12, 2017, the Securities and Exchange Commission ("SEC") announced insider trading charges against Fei Yan, a research scientist, who allegedly searched the internet for “how sec detect unusual trade” before making a trade that the age...
https://www.securitieslawyer101.com/?p=36851