Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, July 13, 2018

Form 8-A and Form 10 Registration Statements


Going Public Lawyer Form 10 and Form 8-A Registration Statements under the Securities Exchange Act Simultaneously or subsequent to the effectiveness of a registration statement under the Securities Act of 1933, as amended (the “Securities Act”) for an initial public offering (IPO) or direct public... Read More Going Public Lawyer
https://www.securitieslawyer101.com/2018/form-10-registration-statements/

Form 8-A and Form 10 Registration Statements


Simultaneously or subsequent to the effectiveness of a registration statement under the Securities Act of 1933, as amended (the “Securities Act”) for an initial public offering (IPO) or direct public offering (DPO), issuers can file a re...
https://www.securitieslawyer101.com/?p=37877

Thursday, July 12, 2018

How to Go Public Using Form S-1 – Going Public Lawyers


Going Public Lawyer Using a Form S-1 Registration Statement to Go Public Private companies that go public commonly use a registration statement (“Registration Statement”) on Form S-1 under the Securities Act of 1933, as amended (the “Securities Act”) to go public.... Read More Going Public Lawyer
https://www.securitieslawyer101.com/2018/form-s-1-in-going-public-transactions/

What Are the Reporting Obligations After My Form S-1 ls Effective?


Once the SEC staff declares your company’s Securities Act registration statement effective, the company becomes subject to Exchange Act reporting requirements.  These rules require your company to file annual reports on Form 10-K, quarterly...
https://www.securitieslawyer101.com/?p=37874

Can I Use Regulation A+ Be For a Shelf Offering?


Going Public Lawyer Regulation A also known as Regulation A+ provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction.  One key benefit of Regulation A+ is that companies using... Read More Going Public Lawyer
https://www.securitieslawyer101.com/2018/can-i-use-regulation-a-shelf-offering/

Can I Use Regulation A+ Be For a Shelf Offering?


Regulation A also known as Regulation A+ provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as...
https://www.securitieslawyer101.com/2018/can-i-use-regulation-a-be-for-a-shelf-offering/

Wednesday, July 11, 2018

Use of Proceeds In Form S-1 Registration Statements – Form S-1


Going Public Lawyer Companies going public with Form S-1 have several options in how to structure their transaction when registering securities with the Securities and Exchange Commission (“SEC”).  Form S-1 enables issuers to raise capital using the registration statement or register... Read More Going Public Lawyer
https://www.securitieslawyer101.com/2018/use-of-proceeds-form-s-1-registration-statements/

Use of Proceeds In Form S-1 Registration Statements


Companies going public have several options in how to structure their transaction when registering securities with the Securities and Exchange Commission (“SEC”).  They can seek to raise capital using the registration or they can simply register...
https://www.securitieslawyer101.com/?p=37871