Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, December 12, 2017

Calissio Resources - A Lesson in Special Dividends


More than two years ago, we published the first in a series of articles about problems surrounding the declaration and payment of a special dividend by penny stock issuer, Calissio Resources Group, Inc. (CRGP).  We followed up with a second and th...
https://www.securitieslawyer101.com/2017/calissio-resources-cor-clearing/

Friday, December 1, 2017

Ibrahim Almagarby and Microcap Equity Group LLC Charged by SEC


The Securities and Exchange Commission charged Ibrahim Almagarby and his company with acting as unregistered dealers in the sale of billions of shares of numerous penny stock issuers. The SEC's complaint, filed in federal district court in south...
https://www.securitieslawyer101.com/?p=37068

Ibrahim Almagarby and Microcap Equity Group LLC Charged by SEC


The Securities and Exchange Commission charged Ibrahim Almagarby and his company with acting as unregistered dealers in the sale of billions of shares of numerous penny stock issuers. The SEC's complaint, filed in federal district court in south...
https://www.securitieslawyer101.com/?p=37068

Wednesday, November 29, 2017

John Venditto and Oyster Bay Charged by SEC


[caption id="attachment_36853" align="alignleft" width="990"] On November 21, 2017, the Securities and Exchange Commission (“SEC”) announced Oyster Bay, New York, and John Venditto its former top elected official with defrauding investors in the ...
https://www.securitieslawyer101.com/?p=37064

John Venditto and Oyster Bay Charged by SEC


On November 21, 2017, the Securities and Exchange Commission (“SEC”) announced Oyster Bay, New York, and its former top elected official with defrauding investors in the town’s municipal securities offerings by hiding the existence and pote...
https://www.securitieslawyer101.com/?p=37064

Monday, November 27, 2017

SEC Announces Agenda and Panelists for Small Business Forum


On November 20, 2017, the Securities and Exchange Commission ("SEC") announced the agenda and panelists for the 36th Annual Government-Business Forum on Small Business Capital Formation. The November 30 Small Business event will begin at 9 a.m...
https://www.securitieslawyer101.com/?p=37060

SEC Announces Agenda and Panelists for the 36th Annual Small Business Forum


On November 20, 2017, the Securities and Exchange Commission ("SEC") announced the agenda and panelists for the 36th Annual Government-Business Forum on Small Business Capital Formation. The November 30 event will begin at 9 a.m. Central Stand...
https://www.securitieslawyer101.com/?p=37060

Friday, November 24, 2017

SEC Names Paul Cellupica as Deputy Director


On November 20, 2017, the Securities and Exchange Commission ("SEC") announced that Paul G. Cellupica has been named Deputy Director of the agency's Division of Investment Management.  Mr. Cellupica will oversee a number of the division's strate...
https://www.securitieslawyer101.com/?p=37057